Broker Dealer - Operations Associate Job at StateTrust Group, Boca Raton, FL

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  • StateTrust Group
  • Boca Raton, FL

Job Description

Broker Dealer - Operations Associate

 

StateTrust Wealth Management is a full-service broker/dealer and financial advisor specializing in Wealth Management and Financial Planning that uses state of the art technology and offers unique personal service.  We seek a Bilingual (English/Spanish) Operations Associate to assist our operations team and Compliance Manager with our international business in our main Headquarters in Boca Raton, Florida.

 

Responsibilities

Ø Performing client related activities including servicing, account openings, wire transfers, journals, issuing checks, reports, ACATs, follow-ups and reconciliation.

Ø Implementing and executing process and procedures and back-office operations

Ø Support brokers and referral brokers

Ø Keeping track of pending issues related to accounts

Ø Creation of Personal Holding Companies and all aspects of their existence.

 

Requirements

Ø At least 5 years of experience in the industry

Ø Knowledge of all operational processes in the broker dealer industry

Ø Detail oriented

Ø Knowledge of MS Office and computer literate

Ø Excellent communication both verbal and written in both English and Spanish

Ø Industry Licensed – series 7 and 24 a plus

Please send your resume to hr@statetrust.com

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